I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Patrick Cody, Broker with Merrill Lynch, Named in Customer Dispute Alleging Unsuitable Investments, Among Other Misconduct

Jeffrey Sonn
Oct 02, 2022
Posted in Broker / Advisor Investigations
#Patrick Cody

INVESTORS: Merrill Lynch broker Patrick Cody was named in a customer dispute alleging unsuitable recommendations, mismanagement, excessive fees, and fraud.

Patrick Cody (CRD: 5902144) is registered as a broker with Merrill Lynch, where he’s been employed since 2011. Cody has no other securities experience.

Cody has one disclosure on his BrokerCheck report.

May 2022 Customer Dispute

Status: Pending

Allegations: Claimant alleges unsuitable investments, mismanagement, excessive fees, and fraud.

The Sonn Law Group is currently investigating allegations surrounding Patrick Cody. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.