Randall John Mason, Broker with Cetera Advisors, Facing Customer Dispute Alleging Recommendation of an Unsuitable Investment

INVESTORS: Cetera Advisors broker Randall John Mason was named in a customer dispute alleging he made an unsuitable investment recommendation.

Randall John Mason (CRD#: 1758777) is registered as a broker and investment adviser with Cetera Advisors, where he’s been employed since 2015. Mason was previously registered as a broker and investment adviser with Parkland Securities from 2002 until 2015.

Mason has one disclosure on his BrokerCheck report. 

November 2021 Customer Dispute

Status: Pending

Allegations: Arbitration Statement of Claim alleged the investments Claimant purchased in 2014 were unsuitable given his financial situation, investment objectives and risk tolerance. Claimant further alleges the BD failed to conduct adequate due diligence on the investment programs.

Damage Amount Requested: $134,000.00

If you have any information about Randall John Mason that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.