Raymond Velasco, Formerly of LPL Financial, Suspended by FINRA For Creating False Termination Letters

Velasco is suspended from the financial industry for a period of two years.

raymond-velasco-suspended-two-yearsRaymond Velasco (CRD#:4867519) was registered as a broker with LPL Financial from 2016 until 2019. Previously, Velasco was registered as a broker with MetLife Securities from 2005 until 2016.

Velasco has three disclosures on his BrokerCheck report.

March 2021 Regulatory Judgment

June 2019 Employment Separation After Allegations

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Raymond Velasco. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.