Richard Gornto of First Financial Securities Faces Customer Claim Over Life Insurance Policy Dispute

First Financial Securities Representative Richard Gornto is Facing a $659,000 Complaint

If you’ve lost money investing with Richard Gornto or First Financial Securities, you may have a claim. Contact Sonn Law today by filling out our form to submit a confidential message, or call us anytime at 866–827–3202 to schedule a free consultation.

Richard Francis Gornto (CRD#: 841493) is an actively registered FINRA broker. Since 2009, Mr. Gornto has been a representative of First Financial Securities of America in Houston, TX. Previously, he was also associated with OneAmerica Securities (2006 to 2009).

Investment Complaint: First Financial Securities Representative Richard Gornto

On March 26th, 2019, a customer filed a complaint alleging damage as a result of a Merrill Lynch life insurance policy purchased through Richard Gornto. The complainant is seeking $659,000 in compensation. FINRA lists the claim as ‘pending’. Mr. Gornto provided a response denying the allegations. He states that the claim is related to a life insurance policy that was initially purchased in the 1980s.

Jeffrey R. Sonn is a securities fraud lawyer with more than three decades of successful experience representing investors nationwide. If you suffered illegitimate investment losses with Richard Gornto, Mr. Sonn can help. Contact our law firm today for a free case evaluation.