Jeff Sonn Headshot

I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Richard Noel Fredette, Formerly of Cantella & Company, Facing Customer Dispute Alleging Unsuitable Investment Recommendations

INVESTORS: Former Cantella & Company broker Richard Noel Fredette is facing a customer dispute alleging unsuitable investment recommendations.

Richard Noel Fredette (CRD#: 1283377) was registered as a broker with Cantella & Company from November until December 2018. Previously, Fredette was registered as a broker with Calton & Associates from 2017 until 2018.

Fredette has five disclosures on his BrokerCheck report. Only one disclosure occurred within the past 20 years.

September 2019 Customer Dispute

Status: Pending

Allegations: Suitability, fraudulent investment advice, breach of fiduciary duty, dates: early 2015

If you have any information about Richard Noel Fredette that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

CONTACT US FOR A FREE CONSULTATION

Se Habla Español

Contact our office today to discuss your case. You can reach us by phone at 844-689-5754 or via e-mail. To send us an e-mail, simply complete and submit the online form below.