INVESTORS: Moloney Securities Co. broker Robert Morgan Vance was named in customer disputes alleging unsuitable recommendations and negligence.
Robert Morgan Vance (CRD: 1887560) is registered as a broker and investment adviser with Moloney Securities Co., where he’s been employed since 2016. Vance was previously registered as a broker with Ridgeway & Conger from 2011 until 2016.
Vance has four disclosures on his BrokerCheck report. One customer dispute filed against Vance was denied.
October 2022 Customer Dispute
Status: Pending
Allegations: Suitability/negligence
Damage Amount Requested: $100,000.00
Broker Comment: I refute the allegations of the claims.
June 2022 Customer Dispute
Status: Pending
Allegations: Suitability/negligence 2016-2018
Broker Comment: I refute the allegations of the claims.
May 2022 Customer Dispute
Status: Pending
Allegations: Negligence/suitability
Damage Amount Requested: $100,000.00
Broker Comment: I refute the allegations of the claims.
The Sonn Law Group is currently investigating allegations surrounding Robert Morgan Vance. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.