INVESTORS: Emerson Equity broker Robert Wyla Melberth was named in multiple customer disputes alleging breach of fiduciary duty, breach of contract, and other forms of misconduct.
Robert Wyla Melberth (CRD: 4775230) has been registered as a broker with Emerson Equity since 2020. Previously, Melberth was registered as a broker with Aegis Capital from 2015 until 2020.
Melberth has six disclosures on his BrokerCheck report.
October 2022 Customer Dispute
Status: Pending
Allegations: Inadequate due diligence, Unsuitable recommendation, Breach of contract, Breach of fiduciary duty
Damage Amount Requested: $2,482,000.00
October 2022 Customer Dispute
Status: Pending
Allegations: Inadequate due diligence, Unsuitable recommendation, Fraud, Breach of contract, Breach of fiduciary duty
Damage Amount Requested: $555,000.00
October 2022 Customer Dispute
Status: Pending
Allegations: Breach of fiduciary duty, Violation of FINRA/NYSE rules, Reg best interest, Breach of contract and negligence, Violation of the securities acts and regulations, Fraudulent inducement to hold investment.
Damage Amount Requested: $3,276,000.00
Broker Comment: The allegations against me are false. At all times, I acted within the bounds of SEC, FINRA and state securities laws & regulations. I intend to vigorously defend myself against these claims.
September 2022 Customer Dispute
Status: Pending
Allegations: Breach of fiduciary duty, Negligence, Fraud, Breach of contract, Third party breach of contract, Violation of Reg Bi’s general obligation, Violation of sections 10(b) and 2-(a) of the securities exchange act, and rule 10b-5 of the Securities and Exchange Commission, aiding and abetting breach of fiduciary duty.
Damage Amount Requested: $728,000.00
July 2022 Customer Dispute
Status: Pending
Allegations: Breach of fiduciary duty; violation of NASD & NYSE rules, breach of contract, and negligence.
Damage Amount Requested: $2,210,000.00
Broker Comment: The Allegations against me are false, despite customer(s) written acknowledgement that they understood the investment and associated risks. I acted within the SEC, FINRA and State Securities Laws and intend to vigorously defend myself against these claims.
The Sonn Law Group is currently investigating allegations surrounding Robert Wyla Melberth. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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