Roderick K Von Lipsey, Broker with UBS Financial, Facing Pending Customer Disputes Alleging Unsuitability and Misrepresentation

INVESTORS: UBS Financial broker Roderick K Von Lipsey is facing multiple pending customer disputes alleging unsuitability and misrepresentations.

roderick-k-von-lipsey-customer-disputesRoderick K Von Lipsey (CRD: 4270444) is registered as a broker and investment adviser with UBS Financial, where he’s been employed since 2007. Von Lipsey  was previously registered as a broker with Goldman, Sachs & Company.

Von Lipsey has four disclosures on his BrokerCheck report. 

August 2020 Customer Dispute

July 2020 Customer Dispute

October 2019 Customer Dispute

September 2019 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Roderick K Von Lipsey. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.