Roy Joseph Failla, Broker with Arive Capital Markets, Named in Customer Dispute Alleging Unsuitable Recommendations

Failla was suspended by the New Jersey Bureau of Securities earlier this year. 

roy-joseph-failla-alleging-unsuitable-recommendationsRoy Joseph Failla (CRD#: 2786551) is registered as a broker with Arive Capital Markets, where he’s been employed since 2019. Previously, Failla was registered as a broker with First Standard Financial Company from 2014 until 2019. 

Failla has five disclosures on his BrokerCheck report. 

May 2021 Customer Dispute

October 2021 Regulatory Judgment

May 2018 Customer Dispute

May 2010 Customer Dispute

February 2010 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Roy Joseph Failla. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.