Sean Donovan Casterline, Broker with Delta Securities, Suspended by FINRA Following Allegations of Participation in Private Securities Transactions

INVESTORS: Delta Securities broker Sean Donovan Casterline was suspended for 18 months by FINRA following allegations that he participated in private securities transactions without providing prior notice to his member firm.

sean-donovan-casterline-private-securities-transactionsSean Donovan Casterline (CRD: 2212919) is registered as a broker and investment adviser with Delta Securities, where he’s been employed since 2018. Previously, Casterline was registered as a broker International Assets Advisory from February until October of 2017.

Casterline has three disclosures on his BrokerCheck report. 

December 2021 Regulatory Judgment

December 2021 Investigation

August 2021 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Sean Donovan Casterline. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.