The client is seeking $101K in damages in connection with the allegations.
Sean Westbrook (CRD: 5090374) is registered as a broker and investment adviser with Stifel, Nicolaus & Co., where he has been registered since 2019. Previously, Westbrook was registered with FSC Securities as a broker and investment adviser from 2009 until 2019.
Westbrook has one disclosure on his BrokerCheck report.
January 2021 Customer Dispute
- Status: Pending
- Allegations: The client alleges that FSC Securities, through the representative, recommended an investment that was not in keeping with the client’s objectives, and that the review of the product and disclosures to the client were not adequate.
- Damage Amount Requested: $101,000.00
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The Sonn Law Group is currently investigating allegations surrounding Sean Westbrook. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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