Sean Westbrook, Broker with Stifel, Nicolaus & Co., Named in Customer Dispute Alleging Unsuitable Investment Recommendations

The client is seeking $101K in damages in connection with the allegations.

Sean Westbrook (CRD: 5090374) is registered as a broker and investment adviser with Stifel, Nicolaus & Co., where he has been registered since 2019. Previously, Westbrook was registered with FSC Securities as a broker and investment adviser from 2009 until 2019.

Westbrook has one disclosure on his BrokerCheck report.

January 2021 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Sean Westbrook. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.