Shad Ray Ketcher, Broker with J.W. Cole Financial, Facing Pending Customer Dispute Alleging Unsuitable Recommendations

INVESTORS: J.W. Cole Financial broker Shad Ray Ketcher was named in a customer dispute alleging unsuitable recommendations.

Shad Ray Ketcher (CRD: 2684383) is registered as a broker and investment adviser with J.W. Cole Financial, where he’s been employed since 2013. Previously, Ketcher was registered as a broker with Financial Advisers of America from 2009 until 2013.

Ketcher has one disclosure on his BrokerCheck report.

November 2021 Customer Dispute

Status: Pending

Allegations: Clients allege two non-traded REITs purchased were unsuitable.

Damage Amount Requested: $100,001.00

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