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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Shad Ray Ketcher, Broker with J.W. Cole Financial, Facing Pending Customer Dispute Alleging Unsuitable Recommendations

INVESTORS: J.W. Cole Financial broker Shad Ray Ketcher was named in a customer dispute alleging unsuitable recommendations.

Shad Ray Ketcher (CRD: 2684383) is registered as a broker and investment adviser with J.W. Cole Financial, where he’s been employed since 2013. Previously, Ketcher was registered as a broker with Financial Advisers of America from 2009 until 2013.

Ketcher has one disclosure on his BrokerCheck report.

November 2021 Customer Dispute

Status: Pending

Allegations: Clients allege two non-traded REITs purchased were unsuitable.

Damage Amount Requested: $100,001.00

If you have any information about Shad Ray Ketcher that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form. 

 

 

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