Stephen Robert Coma, Broker with Hilltop Securities, Named in Customer Dispute Seeking $13M in Damages

INVESTORS: Hilltop Securities broker Stephen Robert Coma was named in customer disputes seeking $13M in damages.

Stephen Robert Coma (CRD#: 1414147) is registered as a broker with Hilltop Securities, where he’s been employed since 2020. Previously, Coma was registered as a broker with BB&T Securities.

Coma has one disclosure on his BrokerCheck report.

June 2022 Customer Dispute

Status: Pending

Allegations: Misrepresentations, omissions and unsuitability in connection with a bond offering relating to Claimant’s sale of its own assets

Damage Amount Requested: $13,000,000.00


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