Steven Rodemer, Formerly of Stifel, Nicolaus & Company, Fined by SEC Following Allegations of Scamming an Elderly Client

Rodemer agreed to pay a $385K fine for using a client’s account for his personal expenses.

The Sonn Law Group is investigating allegations that Steven Rodemer scammed an elderly client. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

steven-rodemer-fined-for-scammingSteven Rodemer (CRD#: 830561) was barred by FINRA in March 2020 after refusing to provide on-the-record testimony requested by FINRA during its investigation into conduct disclosed in a Form U5 submitted by Stifel, Nicolaus & Company. Rodemer has now agreed to pay $385,536 to the SEC to settle the claim that he scammed an elderly client. 

Rodemer has two other disclosures  on his BrokerCheck report.

January 2020 Employment Separation After Allegations

October 1984 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations that Steven Rodemer scammed a client. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.