Jeff Sonn Headshot

I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Todd Dwain Gauthier, Broker with Trust Investment Services, Named in Customer Dispute Alleging Unsuitable Investment Recommendations

INVESTORS: Trust Investment Services broker Todd Dwain Gauthier was named in a customer dispute alleging recommendation of unsuitable investments.

Todd Dwain Gauthier (CRD#: 14429968) is registered as a broker and investment adviser with Trust Investment Services, where he has been employed since 2016. Previously, Gaithier was registered as a broker and investment adviser with Wachovia Securities from 2000 until 2009.

Gauthier has two disclosures on his BrokerCheck report. One customer dispute filed against him was denied.

January 2022 Customer Dispute

Status: Pending

Allegations: Letter from attorney claiming negligence and suitability issues.

If you have any information about Todd Dwain Gauthier that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

 

CONTACT US FOR A FREE CONSULTATION

Se Habla Español

Contact our office today to discuss your case. You can reach us by phone at 844-689-5754 or via e-mail. To send us an e-mail, simply complete and submit the online form below.