Torriente has two customer disputes currently pending against him.
William Edward Torriente Jr. (CRD#: 4255814) was registered as a broker with Comerica Securities from 2009 until 2020. Previously, Torriente was registered as a broker with Wells Fargo from 2006 until 2009.
Torriente has four disclosures on his BrokerCheck report. One customer dispute filed against Torriente was denied.
March 2021 Customer Dispute
- Status: Pending
- Allegations: Claim alleges RR violated the Arizona Securities Act; exercised unauthorized discretion; Breached Fiduciary Duty; and, violated FINRA Rules 2010 and 2020 relating primarily to an option transaction in April of 2020 that resulted in a short position.
- Damage Amount Requested: $500,000.00
March 2021 Customer Dispute
- Status: Pending
- Allegations: Claim alleges RR violated the Arizona Securities Act; exercised unauthorized discretion; failed to follow instructions; breached fiduciary duty; and violated FINRA Rules 2010 and 2020 relating to accounts owned by claimants from at least 2019.
- Damage Amount Requested: $50,000,000.00
September 2020 Employment Separation After Allegations
- Firm Name: Comerica Securities, Inc.
- Termination Type: Voluntary Resignation
- Allegations: RR placed transactions in client accounts that the clients were not aware of.
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The Sonn Law Group is currently investigating allegations surrounding William Edward Torriente Jr.. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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