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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

William Randall Moening, Broker with Wells Fargo, Named in Customer Dispute Alleging Misrepresentation

INVESTORS: Wells Fargo broker William Randall Moening was named in customer disputes alleging he misrepresented an investment to a client.

William Randall Moening (CRD: 3029155) has been registered as a broker with Wells Fargo since 2009. Previously, Moening was registered as a broker with Banc of America Investment Services from 1998 until 2009.

Moening has one disclosure on his BrokerCheck report. 

July 2022 Customer Dispute

Status: Pending

Allegations: Client complains that financial advisor represented that investments were conservative liquid instruments, whereas they lost significant value and were subject to a contingent deferred sales charge. (11/23/2020-7/5/2022)

The Sonn Law Group is currently investigating allegations surrounding William Randall Moening. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.