Komischke is accused of recommending unsuitable investments.
Xiao Qin Komischke (CRD#: 5076489) is registered as a broker and investment adviser with Cetera Investment Services, where she has been employed since 2018. Previously, Komischke was registered as a broker with CommunityAmerica.
Komischke has two disclosures on her BrokerCheck report.
October 2021 Customer Dispute
- Status: Pending
- Allegations: Claimant alleges FA recommended unsuitable investment in an offshore product whose issuer is no longer solvent and is under liquidation order. Allegation Activity Dates: 2/17/2015 – 12/31/2018.
- Damage Amount Requested: $500,000.00
September 2021 Customer Dispute
- Status: Pending
- Allegations: Claimant alleges that FA recommended an unsuitable investment in an offshore fixed annuity whose issuer is no longer solvent and is under liquidation order and that the FA misrepresented that the investment was a CD.
- Damage Amount Requested: $60,000.00
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The Sonn Law Group is currently investigating allegations surrounding Xiao Qin Komischke. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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