Former Broker Zachary Scott Wagner Barred by FINRA After Refusing to Provide Testimony in Connection with Investigation Concerning Potential Misuse of Customer Funds

FINRA is also investigating Wagner’s alleged involvement in potential undisclosed business activity.

zachary-scott-wagner-barred-by-finraZachary Scott Wagner (CRD#: 6694074) was registered as a broker with OneAmerica Securities in Gilbert, AZ, from March 13, 2019, until March 29, 2019. Previously, Wagner was registered as a broker with Merrill Lynch in Gilbert, AZ, from December 2017 until October 2018. Wagner started his career as a broker with Wells Fargo in October 2016.

Wagner has four disclosures on his BrokerCheck report.

January 2020 Regulatory Judgment

March 2019 Employment Separation After Allegations

March 2019 Investigation

March 2019 Regulatory Judgment

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The Sonn Law Group is currently investigating allegations surrounding Zachary Wagner. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.


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