Theories of liability in Ponzi cases normally include a claim for the sale of unregistered securities.1 The Securities Act of 1933 and the Securities Exchange[...]
Securities & Investment FAQ
Understanding the Uniform Fraudulent Transfer Act (UFTA) It is fairly common, upon discovery of a Ponzi scheme, for a Court to appoint a receiver to[...]
As noted earlier, it is common for the SEC to seek a receiver in Ponzi scheme cases, because there are often the fraudulent sale of[...]
It is quite common for a Court, in response to an SEC action for injunctive relief, to appoint a receiver. The injunction normally prohibits any[...]
Securities fraud occurs when an individual, a financial advisor or investment firm attempts to sell an investor a security (stocks, bonds, derivatives, etc) based on[...]
In the last two weeks, we have seen the rise of accusations regarding the artificial manipulation of the London InterBank Offered Rate (LIBOR). Barclays Plc,[...]