Sonn Law Group is reviewing investor recovery claims involving former Raymond James Financial Services, Inc. and Ameriprise Financial Services, Inc. financial advisor Travis Price Alexander (CRD No. 5504338).

According to official regulatory filings from FINRA, Alexander was permanently barred from association with any FINRA-member firm in all capacities on August 3, 2026, after failing to respond to regulatory requests for information pursuant to FINRA Rule 9552.

Alexander formerly operated in Long Beach, California, and Seattle, Washington, and was previously affiliated with Crux Wealth Advisors.

Summary of Customer Disputes & Pending Arbitrations

According to Alexander’s public FINRA BrokerCheck report, he is the subject of three pending customer dispute arbitrations seeking more than $664,000 in total damages:

  1. Private Transaction Claim (January 2026):
    • FINRA Case No. 26-00161
    • Alleged Damages: $99,999.00
    • Allegations: The claimant alleges investing in an unreturned private transaction directly with Alexander based on a long-standing friendship (raising potential “selling away” issues).
  2. Direct Real Estate Misrepresentation Claim (August 2025):
    • FINRA Case No. 25-01503 (Parallel State Court Case No. 24LBCV02340)
    • Alleged Damages: $282,434.75
    • Allegations: Claimants allege they were directed into speculative real estate investments (Direct Participation Programs / Limited Partnership interests) based on material misrepresentations made by Alexander while at Raymond James.
  3. Direct Real Estate Misrepresentation Claim (August 2025):
    • FINRA Case No. 25-01502
    • Alleged Damages: $282,537.50
    • Allegations: Similar suitability and misrepresentation allegations concerning direct real estate investments.

Note: Pending customer arbitrations contain allegations that have not been proven or formally adjudicated.

Brokerage Firm Liability & FINRA Rule 3110

FINRA Rule 3110 mandates that brokerage firms like Raymond James establish, maintain, and enforce a rigorous supervisory system to oversee the business activities of all registered representatives.

When a financial advisor markets unapproved private notes away from the firm (“selling away” under FINRA Rule 3280) or unsuitably directs clients into high-risk, illiquid real estate programs, the brokerage firm itself may be held liable in FINRA arbitration for failure to supervise.

Did You Suffer Losses With Travis Alexander?

If you sustained investment losses in real estate partnerships, private placement notes, or direct transactions with Travis Price Alexander or Raymond James Financial Services, you may have grounds to seek compensation through FINRA arbitration.

Contact Sonn Law Group at 1-877-969-2412 or submit an online evaluation form for a free, confidential case review. Sonn Law Group represents investors nationwide on a contingency-fee basis.

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