• FINRA Censures, Fines Lampost Capital, L.C., of Boca Raton, Florida, and Fines, Sanctions Registered Principal Gregg Allan
  • FINRA Bars Fort Lauderdale, Florida Broker Jeffrey Rubin Following NFL Players’ Losses of $43 Million
  • FINRA Fines, Suspends Boca Raton, Florida Registered Representative Richard Alan Seligson
  • FINRA Suspends Palm City, Florida Registered Representative Donald Richard Dahn
  • FINRA Censures, Fines Miami, Florida Firm Tradewire Securities, LLC
  • FINRA Censures, Fines Miami, Florida Firm EFG Capital International Corp.