• FINRA Fines, Suspends Jacksonville, Florida Registered Representative Clayton George Roach
  • FINRA Fines, Suspends Longwood, Florida Registered Representative James DeFranco Marshall
  • FINRA Disciplines John Boyd Dexter of North Miami, Florida
  • FINRA Expels Hudson Valley and its CEO Mark Gillis
  • David Lerner Associates Sanctioned over $14 Million by FINRA
  • Virginia Financial Advisor Pleads Guilty to a $1 Million Ponzi Scheme