Mark Isidore Lamendola (CRD#: 1133485) is a former registered broker and investment advisor. From 2013 to 2018, Mr. Lamendola served as a representative for World[...]
Investment Loss Investigations
Stewart Clinton Malloy (CRD#: 1029931) is a previously registered securities broker. From 2009 to 2015, Mr. Malloy was employed at Morgan Stanley in Riverhead, New[...]
A recent FINRA decision has barred former JP Morgan associate Qianqi Rao from acting as a broker. Rao did not admit or deny the allegations.[...]
FINRA records show broker Lily Pirouzian paid out $250,000 to settle a customer complaint. Pirouzian, based in New York, is currently registered with HSBC Securities[...]
Jason Reynolds, a broker with Independent Financial Group was fired following alleged FINRA rule violations. A former customer lodged a formal complaint alleging Reynold advertised[...]
CONSUMER ALERT: The FTC stated in a March 18, 2019 filing that “thousands of [Simple Health’s] victims continue to be charged each month by the[...]
On March 7, a Boston court sentenced former investment advisor Richard G. Cody to serve two years in prison. Charges say the former broker lied[...]
Did you purchase common stock in XPO Logistics (NYSE: XPO) between February 26th, 2014 and December 12th, 2018? If so, you may be eligible to[...]
The Pacific Gas and Electric Company (NYSE: PCG) is an investor-owned utility based in Northern California. In recent years, the company has dealt with a[...]
Did you purchase Kraft Heinz Co. stock (NASDAQ: KHC) between April 4th of 2017 and February 21st of 2019? If so, you may be eligible[...]