Jeffrey Robert Conklin (CRD#: 5749380) is a previously registered FINRA broker. Most recently, he was employed at the Huntington Investment Company in Cleveland, Ohio. In[...]
Investment Loss Investigations
Atiq U. Khan (CRD#: 4727750) is a formerly registered broker and investment advisor. Most recently, this individual was employed at TransAmerica Financial Advisors in West[...]
Michael Joseph Clarke (CRD#: 1078211) is a registered FINRA broker. Currently, Mr. Clarke is employed at Avatar Capital Group in Jersey City, New Jersey. This[...]
Sean William Killoran (CRD#: 4591890) is a previously registered securities broker. From 2013 to 2016, Mr. Killoran was employed at Scotia Capital (USA) Inc. based[...]
Bradley Tennison (CRD#: 1561988) is a former broker and investment advisor. From 2005 to 2018, Mr. Tennison was employed at Geneos Wealth Management in Mesa,[...]
Shakela Carter (CRD#: 4321231) is a previously registered broker and investment advisor. From 2009 to 2016, Ms. Carter was employed at Merrill Lynch working out[...]
Edward Lee Moody (IARD# 116475) is an investment advisor based in Virginia Beach, Virginia. Most recently, Mr. Moody was associated with CM Capital Management. Notably,[...]
Kyusun (Kenny) Kim (CRD#: 2864085) is a previously registered FINRA broker. From 2016 to 2017, Mr. Kim was employed at Sandlapper Securities in San Diego,[...]
Steven Knuttila (CRD#: 3039112) is a previously registered securities broker and investment professional. Most recently, Mr. Knuttila was employed at Capital Financial Services in Perham,[...]
James Kujawski (CRD#: 2075543) is a registered broker and investment advisor employed at Ameriprise Financial Services in Annapolis, Maryland. Mr. Kujawski has been employed at[...]