Marcus Boggs, Formerly of Merrill Lynch, Barred by SEC Following Allegations of Misappropriation
Dermond Thomas Cavanaugh, Formerly of Merrill Lynch, Named in Customer Dispute Seeking $50M in Damages
Keith Simmons, Broker with Merrill Lynch, Facing Customer Dispute Seeking $1M in Damages
Forrest Jones, Formerly of Merrill Lynch, Facing Pending Customer Dispute Alleging Unsuitable Investment Recommendations
Ryan Raskin Barred by FINRA After Failing to Provide Information and Documents Requested
Merrill Lynch Pays Record $26.25M in Fines and Restitution in New Hampshire Case Involving Ex-Broker Charles E. Kenahan.
