Jonathan Sweeney (CRD#: 4914852) is a previously registered investment advisor. Most recently, Mr. Sweeney was employed as a broker at Navy Federal Brokerage Services, based[...]
Investment Loss Investigations
Ethan De Naray (CRD#: 4571532) is a registered investment advisor based in Wayzata, Minnesota. Currently, Mr. De Naray is employed as a broker at Feltl[...]
Donna Tucker (CRD#: 4696985) is a formerly registered securities broker. Most recently, Ms. Tucker was employed as an investment advisor at UBS Financial Services (2007-2013),[...]
Emil Skyba (CRD#: 426026) is a previously registered investment advisor. Most recently, Mr. Skyba was employed as a securities representative at Westport Capital Markets, based[...]
Broker Dealer Financial Services Corp. (CRD#: 8073) is a large brokerage firm headquartered in West Des Moines, Iowa. Currently, this broker-dealer is licensed to operate[...]
James Knee (CRD#: 1852920) is a previously registered securities broker. Most recently, he was employed at Vova Financial Advisors, Inc (2015-2016) in Concord, New Hampshire.[...]
David JC Bolton (CRD#: 5038018) is a previously registered securities broker who was most recently employed at Thurston, Springer, Miller, Herd & Titak, Inc (2014-2016).[...]
Charles A. Laverty (CRD#: 4875386) is a securities broker who was most recently based in Southern California. Mr. Laverty is currently suspended from the securities[...]
Matthew Evan Eckstein (CRD#: 2997245) is a registered securities broker based in Syosset, New York. Currently, Mr. Eckstein is employed at Sisk Investment Services (since[...]
Gordon Cloutier Jr. (CRD#: 2817022) is a previously registered securities broker. Most recently, Mr. Cloutier Jr. was employed at Wells Fargo Advisors, LLC, based at[...]