• UBS Financial Hit with $20M FINRA Fine & Historic $125M FinCEN Penalty
• Finra Member Caught Lying During Arbitration and Sanctioned $100,000; FINRA Must Immediately Take Action
• Andrew Burish, Broker with UBS Financial Services, Named in Customer Dispute Seeking Over $23M in Damages
• Andrew Burish, Broker with UBS Financial Services, Named in Customer Dispute Seeking Over $23M in Damages
• Jason Dworak, Broker with UBS Financial Services, Facing Two Pending Customer Disputes Alleging Unsuitable Investment Recommendations
• Jose Cornide Jr., Broker with UBS Financial, Facing 8 Pending Customer Disputes Alleging Unsuitable Recommendations and Misrepresentation

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