• William Chan BrokerCheck Report: Pending Customer Dispute Involving Citigroup and Structured Notes
  • Carmen Morrone BrokerCheck Report: Pending Customer Disputes Involving Realta Equities, DSTs, and Alternative Investments
  • Roger Roemmich BrokerCheck Report: Pending Customer Disputes Involving Alexander Capital, Private Placements, and Alternative Investments
  • Markus Byrd BrokerCheck Report: Customer Disputes Involving Kestra, Alternative Investments, and Exchange-Traded Notes
  • Robert Lybbert BrokerCheck Report: Pending Hedge Fund Customer Disputes Involving Elite Wealth and Lattice Capital
  • Update: Former Western Asset CIO Ken Leech Pleads Guilty in Cherry-Picking Investigation