Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
Great Point Capital Sanctioned by FINRA Over Private Placement Communications and Supervision
Sonn Law is reviewing potential investor claims involving Great Point Capital LLC following FINRA disclosures concerning private placement communications, supervision, and alleged misleading statements to retail customers.
SEC Launches New Retail Fraud Working Group as Ponzi-Style and Alternative Investment Scams Evolve
The SEC’s new Retail Fraud Working Group underscores the rising threat of Ponzi-style schemes, alternative investment fraud, and misleading retail investment promotions.
Miami Securities Fraud Attorney: Protect Your Rights After Investment Losses
If you lost money in an investment that was misrepresented, unsuitable, or improperly supervised, Sonn Law may be able to help. A Miami securities fraud attorney can review your account and determine whether you may have a claim.
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
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ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
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Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
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INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
