Roger Roemmich BrokerCheck Report: Pending Customer Disputes Involving Alexander Capital, Private Placements, and Alternative Investments
Roger Allan Roemmich, a former Alexander Capital broker, is the subject of multiple disclosure events reported on his FINRA BrokerCheck profile. According to FINRA BrokerCheck, Roemmich is not currently registered as a broker. His BrokerCheck report lists 1 regulatory event, 6 customer dispute disclosures, 2 termination disclosures, and 1 judgment/lien disclosure. The report also lists [...]
