Sonn Law is reviewing customer disputes involving Araya Mesfin (CRD No. 4828859), a Morgan Stanley financial advisor in Atlanta, Georgia. According to FINRA BrokerCheck, Mesfin has two pending customer disputes. One claimant seeks $20 million and alleges that Mesfin made unsuitable recommendations involving highly leveraged triple-net-lease commercial real estate investments while associated with UBS Financial [...]
Investors often purchase promissory notes because they trust the financial advisor recommending them. When a note defaults, the advisor’s brokerage firm may argue that it never approved the investment or received a commission. Those facts matter, but they do not necessarily end the inquiry. Potential brokerage-firm liability may depend on whether the advisor participated in [...]
Investors who purchased Delaware Statutory Trust investments through Aurora Securities (CRD No. 46147) may have questions about losses, suspended or reduced distributions, illiquidity, and the brokerage firm’s review of the offerings. Recent FINRA BrokerCheck reports for several Aurora Securities representatives disclose customer arbitrations involving real estate securities. The reported allegations include unsuitable recommendations, inadequate due [...]
Investors who purchased EcoVest syndicated conservation easement investments may have suffered losses extending far beyond their initial investment. If the IRS disallows a conservation easement deduction, an investor may owe additional federal and state taxes, penalties, interest, and professional fees. Investors may also discover that an investment presented as a tax-advantaged strategy was substantially more [...]
Sonn Law Group is investigating recovery options for investors in S2A Modular Corp. and the S2A Investments LLCs. Free, confidential consultations. We covered the SEC’s fraud complaint against S2A Modular co-founders Brian Kuzdas and John Rowland - an alleged $65 million offering fraud involving nearly 350 retail investors and a network of “MegaFactories” that never [...]
Sonn Law Group is investigating claims on behalf of investors who purchased interests in S2A Modular Corp. or the S2A Investments LLCs. What the SEC Alleges On July 23, 2026, the U.S. Securities and Exchange Commission filed a civil fraud complaint in the U.S. District Court for the Northern District of California (Case No. 5:26-cv-07616) [...]
A three-person FINRA Dispute Resolution Services panel has awarded $509,000 to an investor family in a dispute over syndicated conservation easements, illiquid REITs, and whole life insurance sold by an Atlanta broker-dealer and the way the panel calculated damages may matter as much as the number itself. 💬 “This is an important win for investors, [...]
Sonn Law Group is investigating claims on behalf of investors who suffered losses while working with Matthew “Matt” Gimmelli of Morgan Stanley. Who Is Matthew Gimmelli? Matthew Alfenso Gimmelli (CRD# 2740441) is a Scottsdale, Arizona financial advisor registered as both a broker and investment advisor with Morgan Stanley Smith Barney LLC and Morgan Stanley Private [...]
FINRA ordered Securities America, now part of Osaic Wealth, to pay more than $2 million in customer restitution after finding that the brokerage firm failed to supervise more than 1,000 Class A mutual-fund switches and over 2,000 short-term sales. The Financial Industry Regulatory Authority ordered Securities America, Inc. to pay $2,019,040 in restitution and fined [...]
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