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Former Raymond James Broker Travis Alexander Barred by FINRA Amid Over $660,000 in Pending Real Estate Disputes
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Former Raymond James Broker Travis Alexander Barred by FINRA Amid Over $660,000 in Pending Real Estate Disputes

FINRA Arbitration Attorney, Investor Alerts

Former Raymond James Broker Travis Alexander Barred by FINRA Amid Over $660,000 in Pending Real Estate Disputes

By Jeffrey Sonn|2026-08-31T12:11:26-04:00August 31st, 2026|FINRA Arbitration Attorney, Investor Alerts|

Sonn Law Group is reviewing investor recovery claims involving former Raymond James Financial Services, Inc. and Ameriprise Financial Services, Inc. financial advisor Travis Price Alexander (CRD No. 5504338). According to official regulatory filings from FINRA, Alexander was permanently barred from association with any FINRA-member firm in all capacities on August 3, 2026, after failing to [...]

Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations
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Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations

FINRA Arbitration Attorney, Investor Alerts

Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations

By Jeffrey Sonn|2026-08-31T11:34:34-04:00August 31st, 2026|FINRA Arbitration Attorney, Investor Alerts|

Sonn Law Group is reviewing investor claims against former Spartan Capital Securities, LLC and Aegis Capital Corp. broker Michael Christopher Venturino (CRD No. 5872439). According to FINRA records, a National Adjudicatory Council (NAC) decision became final in which Venturino was permanently barred from the securities industry for unauthorized trading, unsuitably excessive trading, and churning customer [...]

Retraction Regarding Dwayne Mark Tidwell (Investment Advisor with Grand Parkway Capital)

By Jeffrey Sonn|2026-08-26T21:25:26-04:00August 26th, 2026|Investor Alerts, SEC Actions|

Published: August 26, 2026 Sonn Law Group has retracted its 2020 article concerning Dwayne Mark Tidwell (CRD No. 2612587). The article has been withdrawn and should not be relied upon. Sonn Law Group regrets any confusion or harm the original publication may have caused.

First National Realty Partners Investors Allege Fraud in $9.5 Million Lawsuit
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First National Realty Partners Investors Allege Fraud in $9.5 Million Lawsuit

FINRA Arbitration Attorney, Investor Alerts, Private Placements

First National Realty Partners Investors Allege Fraud in $9.5 Million Lawsuit

By Jeffrey Sonn|2026-08-26T19:51:45-04:00August 26th, 2026|FINRA Arbitration Attorney, Investor Alerts, Private Placements|

Sonn Law Group is investigating allegations involving First National Realty Partners, LLC, commonly known as FNRP, after a group of investors filed a federal lawsuit claiming more than $9.5 million in investment losses. The lawsuit was filed on July 17, 2026, in the U.S. District Court for the District of New Jersey. The plaintiffs include [...]

Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration
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Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration

FINRA Arbitration Attorney, FINRA Arbitration News, Cases & Investor Resources | Sonn Law, Investor Alerts

Former Centaurus Broker William Rowett III Faces Pending FINRA Arbitration

By Jeffrey Sonn|2026-08-25T20:34:12-04:00August 25th, 2026|FINRA Arbitration Attorney, FINRA Arbitration News, Cases & Investor Resources | Sonn Law, Investor Alerts|

Sonn Law Group is reviewing a pending customer dispute involving former Centaurus Financial broker William G. Rowett III (CRD No. 5118940). According to FINRA BrokerCheck, Rowett is not currently registered as a securities broker. He was most recently registered with Centaurus Financial in Derry, New Hampshire, from January 2020 until March 2026. His record reports [...]

Dean McDermott Faces Pending $227,000 DST Customer Dispute
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Dean McDermott Faces Pending $227,000 DST Customer Dispute

FINRA Arbitration Attorney, Investor Alerts

Dean McDermott Faces Pending $227,000 DST Customer Dispute

By Jeffrey Sonn|2026-08-25T20:31:35-04:00August 25th, 2026|FINRA Arbitration Attorney, Investor Alerts|

Dean McDermott Faces Pending $227,000 FINRA Arbitration Over DST Investment Sonn Law Group is reviewing a pending customer dispute involving Dean Patrick McDermott (CRD No. 1731834), a broker with McDermott Investment Services, LLC. According to FINRA BrokerCheck, McDermott’s record contains one pending customer dispute, along with a regulatory disclosure and a civil disclosure. (FINRA) Dean [...]

Former Great Point Capital Broker Karl Suess Faces Pending DST Complaint
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Former Great Point Capital Broker Karl Suess Faces Pending DST Complaint

FINRA Arbitration Attorney, Investor Alerts

Former Great Point Capital Broker Karl Suess Faces Pending DST Complaint

By Jeffrey Sonn|2026-08-25T11:09:56-04:00August 25th, 2026|FINRA Arbitration Attorney, Investor Alerts|

Sonn Law Group is reviewing allegations involving former Great Point Capital broker Karl W. Suess (CRD No. 5255922). According to FINRA BrokerCheck, Suess has a pending customer dispute involving Delaware Statutory Trust investments purchased in connection with a Section 1031 tax-deferred exchange. The claimant alleges a lack of suitability and due diligence, breach of contract, [...]

Wells Fargo Broker Michael Landis Faces $1.13 Million Customer Dispute
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Wells Fargo Broker Michael Landis Faces $1.13 Million Customer Dispute

FINRA Enforcement & Investor Protection, Investor Alerts

Wells Fargo Broker Michael Landis Faces $1.13 Million Customer Dispute

By Jeffrey Sonn|2026-08-25T11:02:14-04:00August 25th, 2026|FINRA Enforcement & Investor Protection, Investor Alerts|

Sonn Law Group is reviewing a pending customer dispute involving Wells Fargo broker Michael Christopher Landis (CRD No. 6116993). Landis has been registered with Wells Fargo Clearing Services in Northampton, Pennsylvania, since 2012. He has also been associated with Wells Fargo Advisors as an investment adviser representative. According to FINRA BrokerCheck, customers filed a dispute [...]

Former Aurora Securities Broker Lori Kamen Faces Eight Pending Customer Disputes
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Former Aurora Securities Broker Lori Kamen Faces Eight Pending Customer Disputes

FINRA Arbitration Attorney, Investor Alerts

Former Aurora Securities Broker Lori Kamen Faces Eight Pending Customer Disputes

By Jeffrey Sonn|2026-08-25T09:50:36-04:00August 25th, 2026|FINRA Arbitration Attorney, Investor Alerts|

Sonn Law Group is reviewing allegations involving former Aurora Securities broker Lori Beth Kamen (CRD No. 2805591). According to FINRA BrokerCheck, Kamen has eight pending customer disputes involving real estate securities, including Delaware Statutory Trust investments. The claims collectively seek approximately $3.45 million in alleged damages. The customers generally allege that Aurora Securities and its [...]