1-844-689-5754

Loading...

News

News

Stephen Meskan BrokerCheck Report: Pending Customer Disputes Involving Cabot Lodge Securities, UITs, Variable Annuities, Mutual Funds, and Private Placements

By |2026-06-16T08:52:50-04:00June 16th, 2026|Investor Alerts|

Stephen Pavey Meskan, a Cabot Lodge Securities broker and CL Wealth Management investment adviser representative, is the subject of multiple disclosure events reported on his FINRA BrokerCheck profile. According to FINRA BrokerCheck, Meskan is currently registered with Cabot Lodge Securities LLC and CL Wealth Management LLC. His BrokerCheck report lists 4 customer dispute disclosures, 1 [...]

Read More

William Chan BrokerCheck Report: Pending Customer Dispute Involving Citigroup and Structured Notes

By |2026-06-16T08:47:20-04:00June 16th, 2026|Investor Alerts|

William Shyan Chan, a Citigroup Global Markets broker, is the subject of customer dispute disclosures reported on his FINRA BrokerCheck profile. According to FINRA BrokerCheck, Chan is currently registered with Citigroup Global Markets Inc. His BrokerCheck report lists 2 customer dispute disclosures, including 1 pending customer dispute and 1 final or denied customer dispute. (FINRA [...]

Read More

Carmen Morrone BrokerCheck Report: Pending Customer Disputes Involving Realta Equities, DSTs, and Alternative Investments

By |2026-06-16T08:39:19-04:00June 16th, 2026|Investor Alerts|

Carmen Dean Morrone, a Realta Equities broker, is the subject of multiple customer dispute disclosures reported on his FINRA BrokerCheck profile. According to FINRA BrokerCheck, Morrone is currently registered with Realta Equities, Inc. His BrokerCheck report lists 4 customer dispute disclosures, including 3 pending customer disputes and 1 final or denied customer dispute. (FINRA BrokerCheck: [...]

Read More

Roger Roemmich BrokerCheck Report: Pending Customer Disputes Involving Alexander Capital, Private Placements, and Alternative Investments

By |2026-06-15T23:12:10-04:00June 15th, 2026|Investor Alerts|

Roger Allan Roemmich, a former Alexander Capital broker, is the subject of multiple disclosure events reported on his FINRA BrokerCheck profile. According to FINRA BrokerCheck, Roemmich is not currently registered as a broker. His BrokerCheck report lists 1 regulatory event, 6 customer dispute disclosures, 2 termination disclosures, and 1 judgment/lien disclosure. The report also lists [...]

Read More

Markus Byrd BrokerCheck Report: Customer Disputes Involving Kestra, Alternative Investments, and Exchange-Traded Notes

By |2026-06-15T22:30:32-04:00June 15th, 2026|Investor Alerts|

Markus Gracen Byrd, a former Kestra Investment Services broker, is the subject of multiple customer dispute disclosures reported on his FINRA BrokerCheck profile. According to FINRA BrokerCheck, Byrd is not currently registered as a broker. His BrokerCheck report lists 7 customer dispute disclosures, including 2 pending customer disputes and 5 final or closed customer disputes. [...]

Read More

Robert Lybbert BrokerCheck Report: Pending Hedge Fund Customer Disputes Involving Elite Wealth and Lattice Capital

By |2026-06-15T22:21:39-04:00June 15th, 2026|Investor Alerts|

Robert Lybbert, a former Edward Jones broker, is the subject of multiple customer dispute disclosures reported on his FINRA BrokerCheck profile. According to FINRA BrokerCheck, Lybbert is not currently registered as a broker. His BrokerCheck report lists 10 customer dispute disclosures, including 5 pending customer disputes and 5 final or closed customer disputes. (FINRA BrokerCheck: [...]

Read More

Update: Former Western Asset CIO Ken Leech Pleads Guilty in Cherry-Picking Investigation

By |2026-06-15T07:53:19-04:00June 15th, 2026|Investor Alerts|

Former Western Asset Management CIO Ken Leech has pleaded guilty to obstructing an SEC investigation tied to an alleged cherry-picking scheme involving hundreds of millions of dollars in client gains and losses.

Read More

Michael Lickiss and Arkadios Capital: What Investors Should Know About Brokerage Supervision

By |2026-06-12T08:02:07-04:00June 12th, 2026|Investor Alerts|

Investors researching Michael Lickiss and Arkadios Capital may have questions about recent FINRA arbitration proceedings, promissory note investments, and brokerage supervision obligations. This article examines the allegations, regulatory disclosures, and broader lessons investors can learn about supervision failures and potential recovery options.

Read More

Giovanni Pennetta Sentenced: The Hidden Risks of Pre-IPO Investment Opportunities

By |2026-06-12T00:44:09-04:00June 12th, 2026|Investor Alerts|

The Giovanni Pennetta case highlights the risks that can arise in the growing market for pre-IPO investments. Investors considering private company opportunities should understand common warning signs, including exclusivity claims, pressure tactics, and the lack of independent verification.

Read More

Investor recovery and securities fraud attorneys representing investors nationwide.

Speak With an Investor Rights Attorney – 1.844.689.5754

© 2012 - 2026 Sonn Law Group • Investor Intelligence • Securities Fraud • FINRA Arbitration • All Rights Reserved

From strategy to impact.

Contact Info

19495 Biscayne Blvd
Suite 607
Aventura, Florida, 33180

305-912-3000

Go to Top