PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
FINRA Files New Complaint Against Spartan Capital Securities Over Supervision of High-Risk Brokers
The Financial Industry Regulatory Authority (FINRA) has filed a new [...]
RBC Capital Markets Broker Paul R. Meyer Suspended for Discretion Violations
RBC Capital Markets broker Paul R. Meyer (CRD #3062534) has [...]
FINRA Files New Disciplinary Complaint Against Spartan Capital, CEO John Lowry, and CAO Kim Monchik
A new chapter has opened in the ongoing regulatory scrutiny [...]
FINRA Alleges Gustave J. Schmidt Hid Compensation on Pre-IPO Private Placements
The Financial Industry Regulatory Authority (FINRA) has filed a disciplinary [...]
Former Morgan Stanley Broker Kirk J. Crossen Faces FINRA Complaint Over $400,000 in Undisclosed Loans from Elderly Client
Kirk J. Crossen (CRD #2742256), a former broker registered with [...]
Broker Randall Duggan Investigated by Washington Regulators Amid Multiple Investor Complaints
Randall E. Duggan (CRD #5559097), a broker and investment adviser [...]
