PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
FINRA Sanctions Former LPL Broker for Misrepresenting Corporate Bonds as FDIC-Insured CDs
The Financial Industry Regulatory Authority (FINRA) has sanctioned former LPL [...]
Can I Sue My Stockbroker? Your Legal Rights Explained
If you suffered investment losses, the issue may not be market volatility alone. In some cases, stockbroker misconduct, unsuitable recommendations, misrepresentations, or failure to disclose important risks may give rise to a legal claim. Sonn Law helps investors evaluate whether their losses may be recoverable through FINRA arbitration or other available legal remedies.
FINRA Sanctions Carter, Terry & Company Over Reg BI Failures in UIT Sales
Early redemptions of Unit Investment Trusts can significantly increase investor [...]
FINRA Suspends Former LPL Broker David J. Taddeo Over Undisclosed Private Securities Transactions
The Financial Industry Regulatory Authority (FINRA) has taken disciplinary action [...]
Shomari Hearn: Why Was Palisades Hudson Advisor Fired?
Former Fort Lauderdale, Florida financial advisor Shomari Hearn (CRD# (https://www.google.com/url?q=https://adviserinfo.sec.gov/individual/summary/5026079&sa=D&source=editors&ust=1766341195965711&usg=AOvVaw1SXQzKi7ZQIlWzuhgUeBVR)5026079 [...]
FINRA Suspends Broker Keith Dagostino for Alleged Best Interest Failures
The Financial Industry Regulatory Authority (FINRA) has issued a Letter [...]
