A recent FINRA arbitration award against one of the world’s largest financial institutions underscores a critical reality for high-net-worth investors: significant losses are not always a simple byproduct of the market. When misconduct is the catalyst, those losses may be recoverable. The case against UBS, involving allegations of mismanagement, misrepresentation, and a breach of fiduciary [...]

Miami-based financial advisor Patricia P. Holder (CRD# 2894768) is currently defending a pending FINRA arbitration claim alleging unsuitable investment recommendations and violations of Regulation Best Interest (Reg BI) tied to a long-term securities-backed line of credit (SBLOC) strategy. The claim, filed in June 2025, relates to conduct spanning approximately 2014 through 2024 while Holder was [...]

Why Wealth Doesn’t Always Mean Safety When headlines scream about financial fraud, there’s often an underlying assumption: surely, the victims must have been naive or simply unlucky in a volatile market. This assumption hardens when the victims are “sophisticated investors” – the high-net-worth individuals, seasoned executives, and even celebrity athletes we imagine are impervious to [...]

At Sonn Law Group, we don’t just process claims; we fight battles for investors who have been betrayed by the very institutions they trusted to protect them. The recent $9.5 million settlement we secured for former Pro Bowl safety Reshad Jones is more than just a win—it is a landmark victory that highlights exactly why [...]