Investors depend on financial professionals for guidance that matches their goals and risk tolerance. However, some only realize after the fact that they were directed into riskier investments than expected. If a recommendation leads to significant losses, it is important to know that legal options for recovery may be available. If you believe you were [...]

Current FINRA BrokerCheck records show that Dimitrios Michelis (CRD# 2920152), a former broker with UBS Financial Services Inc. in New York, is the subject of two significant pending customer disputes. These claims, filed in August 2025, involve staggering requested damages totaling nearly $5.8 million and center on the recommendation and sale of Real Estate Investment [...]

FINRA BrokerCheck records reveal a significant pending customer dispute involving Todd Anthony Cirella (CRD #2396336), a registered representative with Laidlaw & Company (UK) Ltd. in New York, New York. In this recent claim, a customer alleges that after being advised to sign offering documents, the investments were later determined to be illiquid and unsuitable. The [...]

FINRA BrokerCheck records reveal a significant pending customer dispute involving William Brian Candler (CRD #2802438), a financial professional dually registered with JCC Capital Markets, LLC and Cabin Securities, Inc. in Overland Park, Kansas. In a claim filed recently, investors are seeking $3.4 million in damages. The dispute centers on a Regulation D (Reg D) private [...]