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Alec Franks, Formerly of First Standard Financial, Barred by FINRA Over Failure to Cooperate with Investigation into Alleged Outside Business Activities and Excessive Trading

Jeffrey Sonn
Oct 06, 2020
Posted in Broker / Advisor Investigations

Franks refused to produce information or documents FINRA requested in connection with its investigation into his alleged misconduct. The Sonn Law Group is investigating allegations[...]