• Class Action: Charles Schwab Intelligent Portfolio
  • Customer Wins $436,110 against Charles Schwab and Pinnacle Associates Ltd. in Options Dispute.
  • Andrew Slocum, Formerly of Charles Schwab, Barred by FINRA After Failing to Respond to Information Request
  • Travis Nelson, Formerly of Charles Schwab, Suspended Over Allegations of Forging Client Signatures
  • Charles Schwab Broker Andrew Manuel Garcia Faces Customer Complaint for Converting Customer Funds