Class Action: Charles Schwab Intelligent Portfolio
Customer Wins $436,110 against Charles Schwab and Pinnacle Associates Ltd. in Options Dispute.
Andrew Slocum, Formerly of Charles Schwab, Barred by FINRA After Failing to Respond to Information Request
Travis Nelson, Formerly of Charles Schwab, Suspended Over Allegations of Forging Client Signatures
Charles Schwab Broker Andrew Manuel Garcia Faces Customer Complaint for Converting Customer Funds

