Christopher Kozak » News for Investors

Christopher Kozak, Formerly of Cetera Advisors, Suspended by FINRA for Failure to Disclose an Outside Business Activity

Jeffrey Sonn
Nov 06, 2019
Posted in Broker / Advisor Investigations

Christopher Kozak consented to sanctions including a six-month suspension from associating with any FINRA member firm and a $10,000 fine. The Sonn Law Group is investigating[...]