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Dain Stokes, Formerly of LPL Financial, is Facing Allegations of Converting Client Funds through a Fake African Charity

Jeffrey Sonn
Dec 27, 2019
Posted in Broker / Advisor Investigations

Dain Stokes was terminated in August 2019 for allegedly selling unregistered promissory notes to clients that purported to invest in an African charity. The Sonn Law[...]