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David Richard Geake, Broker with American Trust Investment Services, Facing Six Pending Customer Disputes Alleging Unsuitable Investment Recommendations in GWG L Bonds

Jeffrey Sonn
Jan 05, 2023
Posted in Broker / Advisor Investigations

INVESTORS: American Trust Investment Services Broker was named six pending customer disputes alleging breach of fiduciary duty and unsuitable investment recommendations. David Richard Geake (CRD#:[...]

David Richard Geake, Broker with American Trust Investment Services, Facing Two Pending Customer Disputes Alleging Unsuitable Investment Recommendations in GWG L Bonds

Jeffrey Sonn
Jul 17, 2022
Posted in Broker / Advisor Investigations

INVESTORS: American Trust Investment Services Broker was named two pending customer disputes alleging breach of fiduciary duty and unsuitable investment recommendations. David Richard Geake (CRD#:[...]

David Richard Geake, Broker with American Trust Investment Services, Facing Two Pending Customer Disputes Alleging Unsuitable Investment Recommendations

Jeffrey Sonn
Jul 19, 2021
Posted in Broker / Advisor Investigations

Geake has been the subject of five customer complaints since 2020. David Richard Geake (CRD#: 3088891) is registered as a broker and investment adviser with[...]