Eric Shea Hollifield » News for Investors

Eric Shea Hollifield, Formerly of LPL Financial, Charged by SEC with Misappropriating Over $1.7M

Jeffrey Sonn
Jul 06, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former LPL Financial broker Eric Shea Hollifield was charged by the SEC with misappropriating at least $1.7M from two advisory clients and one brokerage[...]

Eric Shea Hollifield, Formerly of LPL Financial, Files Lawsuit Alleging LPL Financial’s Responsibility for Misappropriation of Funds

Jeffrey Sonn
Mar 08, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former LPL Financial broker Eric Shea Hollifield was barred by FINRA in October 2021 after he refused to appear for on-the-record testimony or to[...]

Eric Shea Hollifield, Formerly of LPL Financial, Barred by FINRA Following Refusal to Appear for Testimony

Jeffrey Sonn
Jan 22, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former LPL Financial broker Eric Shea Hollifield was barred by FINRA after he refused to appear for on-the-record testimony or to produce the documents[...]