• FINRA Expels Reid & Rudiger, Bars Founders After Churning Scheme Caused $2.7 Million in Customer Losses
• Market Watch: FINRA and DOJ Updates Highlight Structured Notes, Churning, Private Placements, and Ponzi Scheme Risks
• Spartan Capital and James Pecoraro Accused of Excessive Trading and “Churning” in FINRA Complaint