• Former Raymond James Broker Travis Alexander Barred by FINRA Amid Over $660,000 in Pending Real Estate Disputes
  • Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations
  • Anthony Tianfeng Cheng Barred by FINRA Over Undisclosed OBAstion, investor recovery, FINRA Arbitration Tracker
  • Peter Thomas Lawrence Barred by FINRA Amid Forgery Investigation
  • David Cohen BrokerCheck Report: Cetera Investment Services Misappropriation Allegations and FINRA Bar
  • Kevin McCarthy BrokerCheck Report: Madison Avenue Securities Bar and $1.6 Million Client Account Dispute