• Anthony Tianfeng Cheng Barred by FINRA Over Undisclosed OBAstion, investor recovery, FINRA Arbitration Tracker
• Peter Thomas Lawrence Barred by FINRA Amid Forgery Investigation
• David Cohen BrokerCheck Report: Cetera Investment Services Misappropriation Allegations and FINRA Bar
• Kevin McCarthy BrokerCheck Report: Madison Avenue Securities Bar and $1.6 Million Client Account Dispute
• Former Western International Securities Broker Jeffrey Higgins Pleads Guilty to $1.6 Million Investment Fraud Scheme