On March 5th, 2018, a customer filed a complaint against Peter Lewis, alleging that he caused an investor to sustain major losses due to excessive[...]
FINRA
Ryan N. Bowers (CRD#: 3237368) is a previously registered broker and investment advisor. Most recently, Mr. Bowers was a securities representative for WFG Investments in[...]
Jonathan Sweeney (CRD#: 4914852) is a previously registered investment advisor. Most recently, Mr. Sweeney was employed as a broker at Navy Federal Brokerage Services, based[...]
Sonn Law Group Encourages All Stockmarket Investors To Call Their Senators And Congresspersons To Support The Unpaid Arbitration Pool So That Victims Of Bad Brokers[...]
The securities fraud attorneys at the Sonn Law Group are investigating claims that financial advisors and brokers at firms like LPL Financial, UBS, and Merryl[...]
When you hire a financial advisor, you have the reasonable expectation that you will be able to rely on their advice. Unfortunately, financial advisor negligence[...]
If you have a complaint against your broker or your brokerage firm, you will likely be required to pursue compensation through the FINRA arbitration process.[...]
Arbitration is a form of alternative dispute resolution that is often used in the place of traditional litigation. In the securities industry, most complaints against[...]
Do you have a complaint against your stockbroker or your brokerage firm? If so, you will likely need to pursue compensation through the arbitration process[...]
This article was originally published by Law360.com FINRA Panel Bars Rep. In $100M EB-5 Dispute By Allissa Wickham Law360, New York (June 7, 2017, 10:56[...]