Catoggio faced allegations that he failed to implement a compliance program designed to detect and report suspicious activity. The Sonn Law Group is investigating allegations[...]
First Standard Financial Capital
Venturelli consented to a $30k fine and an 11-month suspension. The Sonn Law Group is investigating allegations that Frank Venturelli engaged in excessive trading. If[...]
Philip Sparacino was being investigated for allegations that he engaged in unauthorized, excessive, and unsuitable trading. The Sonn Law Group is investigating allegations that Philip[...]
Laurence Torres (CRD#: 2821373) is a previously registered broker. Most recently, Mr. Torres was employed at First Standard Financial Capital (2014-2016), Alexander Capital (2012-2014), Brookstone[...]