What current and prospective clients should know about complaints and regulatory actions against HD Vest Financial Services At Sonn Law Group, our experienced investment fraud[...]
HD Vest
Erin Verespy (CRD#: 2727866) is a previously registered broker and investment advisor (RIA). From 1998 to 2019, Ms. Verespy was employed at HD Vest Investment[...]
Jerry Davis Raines (CRD#: 4578689) was a registered broker at HD Vest Investment Services from 2014 to 2017. Similarly, Donna Lynn Barnard (CRD#: 5653949) also[...]
Jerry Raines (CRD#: 4578689) was previously registered as a FINRA broker. From August of 2014 to May of 2017, Mr. Raines was employed as a[...]
The Securities and Exchange Commission announced it has charged H.D. Vest Investment Services with violating critical customer protections rules after failing to adequately supervise representatives[...]
Richard Allan Danz (CRD #5502230, Registered Representative, St. Marys, Pennsylvania) submitted a Letter of Acceptance, Waiver and Consent in which he permanently was barred from[...]